Home ›
Organizations ›
FINANCIAL INDUSTRY REGULATORY AUTHORITY INC
FINANCIAL INDUSTRY REGULATORY AUTHORITY INC
MD · EIN 530088710
122
Executives Disclosed
$2607.5M
Annual Revenue
$3101.3M
Total Assets
3.6:1
Internal Pay Ratio
FINANCIAL INDUSTRY REGULATORY AUTHORITY INC has 122 executives with disclosed compensation. The highest-paid executive, Robert W Cook (President & CEO), received peak total compensation of $4,276,717.
Top Executive Compensation Over Time
Executive Compensation
| Name | Title | Peak Comp. | Latest Comp. | Years | vs. Household |
|---|---|---|---|---|---|
| Robert W Cook | President & CEO | $4.3M | $4.1M | 2016–2024 | 57x |
| Cameron K Funkhouser | Executive Vice President | $3.2M | $3.2M | 2018–2020 | 42.5x |
| Thomas R Gira | Executive Vice President | $2.9M | $1.5M | 2016–2020 | 39.1x |
| Richard G Ketchum | CHAIRMAN & CEO - THRU 8/14/16 | $2.8M | $2.8M | 2016–2016 | 36.9x |
| Susan F Axelrod | EXECUTIVE VICE PRESIDENT | $2.7M | $2.4M | 2016–2018 | 35.7x |
| Todd T Diganci | Executive Vice President & CFAO | $2.7M | $2.4M | 2016–2024 | 35.5x |
| Thomas M Selman | Executive Vice President | $2.5M | $2.5M | 2016–2020 | 32.7x |
| Gregory Raymond | Senior Vice President | $2.4M | $2.4M | 2021–2021 | 31.8x |
| Steven J Randich | Executive Vice President & CIO | $2.3M | $2.3M | 2016–2024 | 30.7x |
| Christopher Kelly | SENIOR VICE PRESIDENT - THRU 11/1/23 | $2.2M | $2.2M | 2023–2023 | 29.3x |
| Michael G Rufino | Executive Vice President | $1.7M | $1.7M | 2018–2021 | 22.6x |
| Gregory Ruppert | Executive Vice President | $1.7M | $1.7M | 2021–2024 | 22.4x |
| James Price | Senior Vice President | $1.6M | $1.6M | 2019–2019 | 21.7x |
| Daniel Sibears - Thru 123017 | EXECUTIVE VICE PRESIDENT | $1.6M | $1.6M | 2018–2018 | 20.7x |
| Bari M Havlik | Executive Vice President | $1.5M | $1.0M | 2019–2022 | 20.6x |
| Robert L D Colby | EVP And Chief Legal Officer | $1.5M | $1.5M | 2016–2024 | 20.3x |
| F Gregory Ahern | EXECUTIVE VICE PRESIDENT | $1.4M | $1.4M | 2016–2016 | 19.1x |
| Rainia L Washington | Executive Vice President | $1.4M | $1.2M | 2020–2024 | 18.9x |
| Susan Tibbs | SENIOR VICE PRESIDENT | $1.3M | $1.3M | 2022–2022 | 17.9x |
| Marcia E Asquith | EVP Board & External relations | $1.3M | $1.1M | 2016–2024 | 17.2x |
| J Bradley Bennett | EXECUTIVE VICE PRESIDENT | $1.3M | $1.3M | 2016–2016 | 17.2x |
| Nathaniel Stankard | Executive Vice President | $1.3M | $1.3M | 2019–2024 | 16.9x |
| Steven A Joachim | EXECUTIVE VICE PRESIDENT | $1.3M | $1.3M | 2016–2017 | 16.9x |
| Stephanie Dumont | Executive Vice President | $1.3M | $1.3M | 2021–2024 | 16.9x |
| Stephen M Schoeneman | Senior Vice President | $1.3M | $896K | 2016–2020 | 16.8x |
| Robert Ld Colby | EVP And Chief Legal Officer | $1.2M | $1.2M | 2018–2020 | 16.6x |
| Jessica Hopper | Executive Vice President | $1.2M | $1.2M | 2019–2022 | 16.4x |
| William J Wollman | Executive Vice President | $1.2M | $1.0M | 2018–2022 | 16.4x |
| Carlo V Di Florio | Executive Vice President | $1.2M | $1.2M | 2019–2019 | 16.3x |
| William St Louis | EXECUTIVE VICE PRESIDENT | $1.2M | $1.1M | 2023–2024 | 16.1x |
| Jon Kroeper | Executive Vice President | $1.2M | $1.2M | 2019–2024 | 15.8x |
| Robert L Wood | Senior Vice President | $1.2M | $1.2M | 2017–2020 | 15.6x |
| Richard W Berry | EXECUTIVE VICE PRESIDENT | $1.1M | $1.1M | 2018–2024 | 15.3x |
| Tigran Khrimian | SENIOR VICE PRESIDENT | $1.1M | $1.1M | 2022–2024 | 15.3x |
| Jonathan S Sokobin | Executive Vice President | $1.1M | $1.1M | 2016–2024 | 15.1x |
| Michael Rufino | EXECUTIVE VICE PRESIDENT | $1.1M | $953K | 2016–2017 | 15x |
| Carlo Di Florio | EXECUTIVE VICE PRESIDENT | $1.1M | $902K | 2016–2017 | 14.8x |
| Patrice Gliniecki | SENIOR VICE PRESIDENT | $1.1M | $1.1M | 2023–2023 | 14.8x |
| Alton Jones | Senior Vice President | $1.1M | $1.1M | 2020–2020 | 14.6x |
| Gene G Demaio | Senior Vice President | $1.1M | $1.1M | 2018–2024 | 14.4x |
| Susan M Schroeder | Executive Vice President | $1.0M | $282K | 2018–2020 | 13.7x |
| William Wollman | EXECUTIVE VICE PRESIDENT | $1.0M | $1.0M | 2016–2016 | 13.7x |
| Robert Marchman | EXECUTIVE VICE PRESIDENT | $1.0M | $1.0M | 2016–2016 | 13.5x |
| Kerry Gendron | SENIOR VICE PRESIDENT | $1.0M | $1.0M | 2023–2023 | 13.4x |
| Omer Meisel | EXECUTIVE VICE PRESIDENT | $1.0M | $1.0M | 2024–2024 | 13.4x |
| Karl Brock | SENIOR VICE PRESIDENT | $997K | $997K | 2022–2022 | 13.3x |
| Jeffrey Kalinowski | SENIOR VICE PRESIDENT | $992K | $992K | 2024–2024 | 13.2x |
| Thomas Drogan | Senior Vice President | $976K | $976K | 2019–2019 | 13x |
| Daniel Sibears | EXECUTIVE VICE PRESIDENT | $975K | $975K | 2017–2017 | 13x |
| Michael Solomon | SENIOR VICE PRESIDENT | $958K | $958K | 2017–2017 | 12.8x |
| Richard G Ketchum Fmr | CHAIRMAN & CEO | $941K | $941K | 2017–2017 | 12.5x |
| Denise Dombay | SENIOR VICE PRESIDENT | $928K | $928K | 2023–2023 | 12.4x |
| Tracy B Johnson | Senior Vice President | $923K | $923K | 2016–2019 | 12.3x |
| Cameron Funkhouser | EXECUTIVE VICE PRESIDENT | $914K | $914K | 2017–2017 | 12.2x |
| Thomas Nelli | Senior Vice President | $886K | $886K | 2020–2020 | 11.8x |
| Carlo V Diflorio | EXECUTIVE VICE PRESIDENT | $844K | $844K | 2018–2018 | 11.2x |
| Susan Schroeder | EXECUTIVE VICE PRESIDENT | $838K | $838K | 2017–2017 | 11.2x |
| Bari M Havlik - As Of 43018 | EXECUTIVE VICE PRESIDENT | $548K | $548K | 2018–2018 | 7.3x |
| Eric W Noll | CHAIRPERSON | $176K | $176K | 2021–2024 | 2.3x |
| Eileen K Murray | CHAIRPERSON - THRU 8/19/22 | $146K | $0 | 2018–2022 | 1.9x |
| William H Heyman | Chairman - THRU 8/20 | $142K | $0 | 2016–2020 | 1.9x |
| Fabiola Arredondo | BOARD MEMBER | $126K | $0 | 2022–2024 | 1.7x |
| Lance F Drummond | Board Member - thru 9/11/24 | $121K | $0 | 2020–2024 | 1.6x |
| Maureen Jensen | Board Member | $119K | $0 | 2020–2024 | 1.6x |
| Camille M Busette | Board Member | $116K | $0 | 2019–2024 | 1.5x |
| John J Brennan | CHAIRMAN - THRU 7/17/17 | $113K | $0 | 2016–2017 | 1.5x |
| John B Ehnes | Board Member - thru 9/11/24 | $113K | $0 | 2018–2024 | 1.5x |
| Timothy C Scheve | Board Member - thru 9/11/24 | $113K | $0 | 2018–2024 | 1.5x |
| Derrick Roman | BOARD MEMBER | $109K | $0 | 2024–2024 | 1.5x |
| Gus Sauter | BOARD MEMBER | $106K | $0 | 2023–2024 | 1.4x |
| Scott Curtis | BOARD MEMBER | $105K | $0 | 2023–2024 | 1.4x |
| Wendy Lanton | Board Member | $104K | $0 | 2020–2024 | 1.4x |
| Samir M Deshpande | BOARD MEMBER | $103K | $0 | 2021–2024 | 1.4x |
| Paige W Pierce | Board Member - thru 9/11/24 | $103K | $0 | 2018–2024 | 1.4x |
| Peggy Ho | BOARD MEMBER | $101K | $0 | 2021–2024 | 1.4x |
| Hillary A Sale | Board Member - THRU 8/19/22 | $101K | $0 | 2017–2022 | 1.4x |
| Elisse B Walter | Board Member - THRU 8/20 | $101K | $0 | 2016–2020 | 1.3x |
| Linde Murphy | Board Member | $101K | $0 | 2019–2024 | 1.3x |
| Joshua S Levine | Board Member -THRU 8/20 | $101K | $0 | 2016–2020 | 1.3x |
| James Nagengast | Board Member - THRU 9/6/23 | $101K | $0 | 2018–2023 | 1.3x |
| Susan Wolburgh Jenah | Board Member - THRU 8/20 | $101K | $0 | 2017–2020 | 1.3x |
| Kathleen A Murphy | Board Member - THRU 8/21 | $101K | $0 | 2016–2021 | 1.3x |
| Moira A Kilcoyne | BOARD MEMBER | $100K | $0 | 2022–2024 | 1.3x |
| Deborah Bailey | BOARD MEMBER | $100K | $0 | 2021–2024 | 1.3x |
| Leslie F Seidman | Board Member | $99K | $0 | 2016–2019 | 1.3x |
| Carol Anthony John Davidson | BOARD MEMBER - THRU 8/28/18 | $95K | $0 | 2016–2018 | 1.3x |
| Rochelle Lazarus | Board Member | $94K | $0 | 2016–2019 | 1.2x |
| Christopher W Flint | Board Member - thru 6/1/22 | $93K | $0 | 2019–2022 | 1.2x |
| Charles I Plosser | BOARD MEMBER - THRU 8/21 | $91K | $0 | 2016–2021 | 1.2x |
| Luis M Viceira | Board Member | $91K | $0 | 2016–2019 | 1.2x |
| Amy L Webber | Board Member - THRU 8/21 | $91K | $0 | 2017–2021 | 1.2x |
| Stephen A Kohn | Board Member - THRU 8/20 | $91K | $0 | 2017–2020 | 1.2x |
| Peter R Fisher | Board Member - THRU 10/21 | $91K | $0 | 2019–2021 | 1.2x |
| Hilary A Sale | Board Member | $90K | $0 | 2019–2019 | 1.2x |
| Joseph M Mecane | Board Member - THRU 8/20 | $90K | $0 | 2018–2020 | 1.2x |
| Lance Drummond | Board Member | $90K | $0 | 2019–2019 | 1.2x |
| Brian J Kovack | Board Member - THRU 8/21 | $90K | $0 | 2016–2021 | 1.2x |
| Randal K Quarles | BOARD MEMBER - THRU 10/9/17 | $87K | $0 | 2016–2017 | 1.2x |
| Robert A Muh | Board Member | $85K | $0 | 2016–2019 | 1.1x |
| Brigitte C Madrian | Board Member | $83K | $0 | 2016–2019 | 1.1x |
| Andrew S Duff | Board Member | $83K | $0 | 2017–2019 | 1.1x |
| John W Thiel | BOARD MEMBER - THRU 1/15/18 | $81K | $0 | 2016–2018 | 1.1x |
| Mark W Cresap | BOARD MEMBER - THRU 8/22/17 | $81K | $0 | 2016–2017 | 1.1x |
| Joseph Romano | BOARD MEMBER | $81K | $0 | 2016–2016 | 1.1x |
| Joseph Rv Romano | BOARD MEMBER - THRU 8/28/18 | $80K | $0 | 2017–2018 | 1.1x |
| Eileen Murray | BOARD MEMBER | $80K | $0 | 2016–2017 | 1.1x |
| Susan Wolburgh-Jenah | BOARD MEMBER | $80K | $0 | 2016–2016 | 1.1x |
| Lisa Fairfax | BOARD MEMBER - thru 4/5/24 | $76K | $0 | 2023–2024 | 1x |
| Hillary Sale | BOARD MEMBER | $75K | $0 | 2016–2016 | 1x |
| James D Weddle | BOARD MEMBER - THRU 9/19/16 | $66K | $0 | 2016–2016 | 0.9x |
| Robert Keenan | BOARD MEMBER - THRU 9/19/16 | $60K | $0 | 2016–2016 | 0.8x |
| John W Schmidlin | BOARD MEMBER - THRU 8/19/16 | $60K | $0 | 2016–2016 | 0.8x |
| John Vaccaro | BOARD MEMBER - as of 9/11/24 | $50K | $0 | 2024–2024 | 0.7x |
| Jennifer Szaro | BOARD MEMBER - AS OF 9/11/24 | $50K | $0 | 2024–2024 | 0.7x |
| Eric Noll | Board Member - AS OF 8/20 | $46K | $0 | 2020–2020 | 0.6x |
| Robert W Scully | BOARD MEMBER - THRU 5/6/16 | $40K | $0 | 2016–2016 | 0.5x |
| Erik Sirri | BOARD MEMBER - AS OF 11/8/24 | $25K | $0 | 2024–2024 | 0.3x |
| Ethiopis Tafara | Board Member | $1K | $0 | 2020–2024 | 0x |
| Kathryn Ruemmler | Board Member - THRU 9/6/23 | $972 | $0 | 2021–2023 | 0x |
| James T Crowley | BOARD MEMBER | $737 | $0 | 2023–2024 | 0x |
| Penny Pennington | BOARD MEMBER - as of 10/31/22 | $687 | $0 | 2022–2022 | 0x |
| Cyrus Amir-Mokri | BOARD MEMBER - as of 9/13/24 | $630 | $0 | 2024–2024 | 0x |
Annual Summary
| Year | Executives | Avg. Comp. | Highest Comp. | Total Payroll |
|---|---|---|---|---|
| 2016 | 43 | $1.3M | $2.9M | $23.8M |
| 2017 | 43 | $1.1M | $2.7M | $21.7M |
| 2018 | 45 | $1.1M | $2.9M | $22.3M |
| 2019 | 47 | $1.4M | $3.6M | $28.1M |
| 2020 | 43 | $1.3M | $3.2M | $24.3M |
| 2021 | 40 | $1.4M | $4.2M | $24.3M |
| 2022 | 37 | $1.3M | $4.3M | $22.8M |
| 2023 | 36 | $1.5M | $3.8M | $25.1M |
| 2024 | 41 | $1.4M | $4.1M | $25.7M |